DeLegge Financial Services, Inc.
Built on Trust, Backed by Integrity.
Schaumburg, IL
Background
DeLegge Financial Services, LLC was formed with some important core philosophies. The first was to reduce the cost of investment advice - without affecting the quality of advice and service. The second was to build a financial firm able to fluidly serve the financial needs of individuals and institutions in key markets. The third was to attract and keep talented associates. So instead of joining Wall Street's workforce and without the help of venture capitalists, the firm began their plan - which to this day continues.
In order to effectively serve key financial marketplaces, DeLegge Financial Services, LLC has made significant investments in a financial network of electronic properties hosted on the Internet. Like real estate property, these assets are at various stages of development at any given moment. Rest assured, progress is a priority.
Our Registration
DeLegge Financial Services, LLC is a state Registered Investment Advisor in Illinois and California. In some states we maintain five or less advisory clients and are not required by law to register until we surpass this threshold. Corporate offices are located in Schaumburg, IL, a suburb of Chicago.
For securities regulators, DeLegge Financial Services, LLC operates using CRD#123408.
All electronic properties are intended for prospective clients in states we are duly registered. Certain electronic properties are only intended for insurance prospects and clients.
Investment Advisor Check
It's very important to check on the experience, history, and disciplinary history of investment advisors. A good place to begin is by conducting a search using the Securities and Exchange Commission's (SEC) Web site at http://www.adviserinfo.sec.gov/.
The SEC is responsible for regulating investment advisors. Once you link to the Web site below, you should select "INVESTMENT ADVISOR SEARCH", and then once you get to that page you put in the name of the advisor firm to conduct your search. Any entity or individual representing itself as "INVESTMENT ADVISOR" should be registered with the SEC and/or appropriate State Agencies. Form ADV's for our firm may be obtained by visiting: http://www.sec.gov/investor/brokers.htm
You may also access other important regulatory filings below:
